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Webinar

Managing through Volatility: How to Stress Test Your Compliance Program

ON DEMAND

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Join us as we take you through a stress test of RIA compliance during times of volatility in the 1) political environment 2) markets and 3) challenges to operational resilience.

In this session, we will cover how RIAs should prepare for Q3 and Q4 which are expected to be a volatile time.

Speakers:

  • Suleman Din, Advisor Intelligence Lead, AdvisorEngine
  • Beth Haddock, Chief Compliance Officer, AdvisorEngine

 



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