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    Webinar

    Don't Get Caught Short: 2024 SEC Developments for Advisors

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    ON DEMAND

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    The Securities Exchange Commission continues to evolve its guidance for wealth management firms. Anyone seeking to understand standout developments expected from the regulators will want to attend this webinar. Topics to be covered include the proposed FinCEN AML rule for advisors, a new focus on “AI-washing,” and the overall direction of the regulatory environment within an election year.

    Speakers:

    • Suleman Din, Advisor Intelligence Lead, AdvisorEngine
    • Beth Haddock, Chief Compliance Officer, AdvisorEngine

     



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