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Webinar

2025 Trend Watch: SEC priorities

Wednesday, Dec 11
@ 1:00PM ET

LIVE EVENT

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The new year will bring a new set of priorities for industry regulators. What’s emerging as the key focus points for the SEC? Join AdvisorEngine Head of Compliance, Beth Haddock, and AdvisorEngine Intelligence Lead, Suleman Din, as they break down the three areas where RIA compliance professionals should pay attention – plus, get a plan for reviews, reporting and testing for 2025.

Speakers:

  • Suleman Din, Advisor Intelligence Lead, AdvisorEngine
  • Beth Haddock, Chief Compliance Officer, AdvisorEngine

 



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